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Regulatory Compliance

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Definition: is the goal that corporations or public agencies aspire to in their efforts to ensure that personnel are aware of and take steps to comply with relevant laws and regulations.



Featured Regulatory Compliance Case Studies
Featured Regulatory Compliance Experts

Antitrust Economics Expert in Standards Setting and Patent Pools

An antitrust economics expert was needed to review the interplay between several patents and antitrust law, specifically how it relates to those issues affecting standards setting bodies and patent pools.


Banking Industry Expert in Regulatory Compliance

A banking industry expert was needed to consult on banking regulations and industry standards for a securities fraud class action.


Broker-Dealer Regulations Expert

A broker-dealer regulations expert with knowledge of short sale transactions was needed for a breach of contract case.


Credit Scoring Expert in Fair Credit Reporting Act

A credit scoring expert was needed for a class action suit alleging breach of the Fair Credit Reporting Act.


Environmental Science Expert in Aquatic Toxicology

An environmental science expert was needed for litigation consulting on a case involving regulatory standards for agricultural chemicals.


FDA Compliance Expert in Pharmaceutical Manufacturing

An FDA compliance expert was sought for a wrongful termination case brought against a pharmaceutical manufacturer.


Healthcare Industry Expert in Pharmaceutical Drug Pricing

A healthcare industry expert with knowledge of drug pricing practices and how various insurance companies and their differing plans reimburse for drugs was needed for a class action suit.


Information Security Expert - POS Credit Card Processing

An information security expert with experience in point of sale credit card processing was needed for an action claiming violation of the Fair Credit Reporting Act.


Insurance Regulations Expert in Exclusion Clauses

An insurance regulations expert in exclusion clauses was needed to opine on pre-existing conditions for a class action suit alleging bad faith.


Performance Bond Expert in Underwriting Risk

A performance bond expert in underwriting risk was needed for a regulatory compliance matter.


Hedge Fund Expert

This hedge fund expert is the founder of a consulting service specializing in serving hedge funds, investment advisers and other service providers on ...

Safety Pharmacology Expert

This safety pharmacology expert has over thirty years of experience in product safety, toxicology, and regulatory compliance.

Financial Regulation Expert

This financial regulation expert has two decades of experience with the U.S. Treasury Department, has expert witness, and testimonial experience.

Securities Accounting Expert

This securities accounting expert is experienced in Section 11 and Rule 10b-5 damages, banking transactions, and regulatory compliance.

Bank Operations Expert

With a thirty year career in the banking industry, this bank operations expert focuses on bankruptcy, lender liability and regulatory compliance.

Corporate Finance Expert

This corporate finance expert worked in the financial services sector for more than twenty years before becoming an industry consultant and expert wit...

Medical Device Design Expert

This medical device design expert has over 35 years of experience in the medical device industry.

Securities Industry Expert

This securities industry expert has over 25 years of securities industry experience, including both practical and regulatory broker-dealer experience.

Investment Banking Expert

This investment banking expert has provided litigation support including testimony on an Enron matter and is one of the foremost authorities on invest...

Securities Industry Standards Expert

This securities industry standards expert has over 40 years of experience.

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