Broker-Dealer Regulation Expert
This broker-dealer regulation expert has testified in securities litigation, arbitration, and regulatory proceedings.
Commercial Real Estate Expert
This commercial real estate expert provides appraisal services as well as brokerage management.
Hedge Fund Expert
This hedge fund expert is the founder of a consulting service specializing in serving hedge funds, investment advisers and other service providers on regulatory issues.
Insurance Risk Management Expert
This insurance risk management expert has more than two decades of diverse experience in public and private risk management.
Investment Compliance & Supervision Expert
This investment compliance and supervision expert began his career in the sale of securities to high net worth retail investors and dealt in futures and hedging with institutional investors.
This options expert has experience with a wide range of financial derivatives.
Real Estate Valuation Expert
This real estate valuation expert has over 30 years real estate experience, serving as a real estate economist, managing broker and co-founder of a real estate consulting firm.
Restricted Securities Expert
Having nearly three decades of experience, this restricted securities expert specializes in securities compliance, restricted securities, risk management, broker/dealer internal documents, and Securities and Exchange Commission (SEC) registration.
Retail Real Estate Expert
This retail real estate expert has extensive experience with real estate transactions and property acquisition for large retailers.