Brokerage Operations

Brokerage operations are the financial transactions at a brokerage; having to do with the execution of trades and keeping customer records.

Case Study

Brokerage Expert in Hedge Fund Trading

A brokerage expert in hedge fund trading was needed for a breach of contract arbitration.

Case Study

Retail Securities Expert in the Sale of Corporate Bonds

A retail securities expert in the sale of corporate bonds to the retail bond sales market was requested for a professional malpractice case.