Financial Industry Regulatory Authority (FINRA)
Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization (SRO) under the Securities Exchange Act of 1934, successor to the National Association of Securities Dealers, Inc. (NASD).
Case Study
Securities Investment Compliance Expert
A securities investment compliance expert was needed for a class action securities fraud action involving a financial services investment company.
Case Study
Tenant-In-Common Damages Expert
A tenant-in-common damages expert was needed for a commercial real estate dispute involving claims of negligent misrepresentation in connection with a real property investment vehicle facing bankruptcy.