Financial Services

Financial services are services provided by organizations that deal with the management of money, including banks, credit card companies, insurance companies, consumer finance companies, stock brokerages, investment funds and some government sponsored enterprises.

Case Study

Financial Portfolio Management Expert

A financial portfolio management expert was needed for a breach of contract dispute involving allegations of improper management of a high net worth investment portfolio and private wealth investment account.

Case Study

Securities Investment Compliance Expert

A securities investment compliance expert was needed for a class action securities fraud action involving a financial services investment company.

Case Study

Interest Rate Swap Expert

An interest rate swap expert was needed in a breach of contract action involving a dispute over contact terms contained in an International Swaps and Derivatives Association (ISDA) Master Agreement.

Case Study

Petroleum Industry Economics Analyst

A petroleum industry economics analyst was needed for a breach of contract suit over a build and lease agreement in connection with a deep-water oil drilling rig.

Case Study

Residential Mortgage Loan Repurchase Expert

A residential mortgage loan repurchase expert was needed for a breach of contract dispute involving alleged breach of terms of a mortgage repurchase agreement.

Case Study

Hedge Fund Due Diligence Expert

A hedge fund due diligence expert was needed in a financial securities dispute involving alleged negligent monitoring of investment and failure to adhere to due diligence, customary investment standards and practices

Case Study

Real Estate Investment Trust (REIT) Evaluation Expert

A real estate investment trust (REIT) evaluation expert was needed for a financial services industry arbitration hearing involving taxation liabilities incurred as a result of a merger related to partnership units

Case Study

Private Equity Expert in Investment Due Diligence

A private equity expert in investment due diligence was needed in a financial services dispute involving allegations of fraud, breach of fiduciary duty , and self-dealing in connection with management of certain private equity investment funds.

Case Study

Health Insurance Billing Fraud Expert

A health insurance billing fraud expert was needed for a regulatory dispute involving claims of fraudulent medical billing practices, improper chart coding, and allegations that standards of care regarding quality assurance were breached.

Case Study

Structured Products Expert in Asset-Backed Securities

A structured products expert in asset-backed securities (ABS) was needed for a patent infringement case involving computer software products used in the finance industry for structuring automobile lease securitizations.