Insider Trading

Insider trading is the trading of a corporation’s stock or other securities (e.g. bonds or stock options) by individuals with potential access to non-public information about the company.

Case Study

Brokerage Compliance Expert in Distressed Debt

A brokerage compliance expert with distressed debt experience was needed for an insider trading case.

Case Study

Securities Brokerage Expert in SEC Rule 144 and 145

A securities brokerage expert with specific knowledge of SEC Rule 144 & 145, was sought for a negligence case alleging reckless misrepresentation and unreasonable delay in action.

Case Study

Corporate Finance Expert for Securities Fraud Case

A corporate finance expert was sought to calculate damages in a massive securities fraud case that alleged violations of federal and state securities laws.