Investment Due Diligence

Investment due diligenceis the standard of case that is expected of brokers/dealers and where failure to do so can lead to civil action, such as the accusation of inadequate disclosure to investors of material information with respect to the purchase of securities.

Case Study

Hedge Fund Due Diligence Expert

A hedge fund due diligence expert was needed in a financial securities dispute involving alleged negligent monitoring of investment and failure to adhere to due diligence, customary investment standards and practices

Case Study

Private Equity Expert in Investment Due Diligence

A private equity expert in investment due diligence was needed in a financial services dispute involving allegations of fraud, breach of fiduciary duty , and self-dealing in connection with management of certain private equity investment funds.