Investment Management

Investment management is the professional management of various securities (shares, bonds etc.) and assets (e.g., real estate), to meet specified investment goals for the benefit of the investors.

Case Study

Financial Portfolio Management Expert

A financial portfolio management expert was needed for a breach of contract dispute involving allegations of improper management of a high net worth investment portfolio and private wealth investment account.

Case Study

Private Equity Expert in Investment Due Diligence

A private equity expert in investment due diligence was needed in a financial services dispute involving allegations of fraud, breach of fiduciary duty , and self-dealing in connection with management of certain private equity investment funds.

Case Study

Brokerage Compliance Expert in Distressed Debt

A brokerage compliance expert with distressed debt experience was needed for an insider trading case.

Case Study

144A Bonds Expert in Investment Banking

A 144A bonds expert was needed for an investment banking class action suit alleging auditing malpractice and breach of fiduciary duty.