Investment

An investment is the placement of capital in expectation of deriving income or profit from its use.

Case Study

Applied Investments Expert

An applied investments expert was needed for a breach of trust action alleging mismanagement of trust fund investments comprised of fixed income investments.

Case Study

Securities Investment Compliance Expert

A securities investment compliance expert was needed for a class action securities fraud action involving a financial services investment company.

Case Study

Asset Based Lending Expert in Underwriting Guidelines

An asset based lending expert with knowledge of underwriting guidelines was needed for a fraud and negligent misrepresentation action.

Case Study

Investments Expert in OTC Stock Trading

An investments expert in OTC stock trading was required for an arbitration matter before the NASD.

Case Study

Securitization Expert in Business Method Patents

A securitization expert was needed for a patent infringement case detailing a business method for converting bank issued CD's into capital market securities.

Case Study

Hedge Fund Expert in Net Asset Value

A hedge fund expert with net asset value, or NAV, expertise was needed for a securities fraud case.

Case Study

Financial Services Expert for Breach of Contract in Securities Lending

A financial services expert was needed that is familiar with the practice of securities lending and industry standards and practices with regard to securities lending transactions.

Case Study

Venture Capital Expert in Internet & Catalog Based Retail Industry

A venture capital expert in investment banking was needed for a securities fraud case involving a retail business trying to expand into the internet and catalog based retail industry.