NASD Arbitration

NASD arbitration is a forum for the resolution of disputes between customers and member firms, as well as between brokerage firm employees and their firms.

Case Study

Ponzi Scheme Expert in Forensic Accounting

A Ponzi scheme expert in forensic accounting was needed for a lawsuit filed by a bankruptcy trustee against an investor and major bank.

Case Study

Brokerage Management Expert in Securities Trading

A brokerage management expert with large brokerage firm and risk management experience was needed for a professional malpractice dispute.

Case Study

Municipal Securities Expert in Broker/Dealer Fraud

A municipal securities expert in unit investment trusts was needed for an NASD arbitration.