NASD Arbitration
NASD arbitration is a forum for the resolution of disputes between customers and member firms, as well as between brokerage firm employees and their firms.
Case Study
Ponzi Scheme Expert in Forensic Accounting
A Ponzi scheme expert in forensic accounting was needed for a lawsuit filed by a bankruptcy trustee against an investor and major bank.
Case Study
Brokerage Management Expert in Securities Trading
A brokerage management expert with large brokerage firm and risk management experience was needed for a professional malpractice dispute.
Case Study
Municipal Securities Expert in Broker/Dealer Fraud
A municipal securities expert in unit investment trusts was needed for an NASD arbitration.