Securities Brokerage

Securities brokerage is a business that acts as a seller or as a buyer of securities.

Case Study

Fixed Income Trading Expert in Securities Software

A fixed income trading expert with knowledge of software packages was needed for a contracts case addressing securities industry standards.

Case Study

Securities Brokerage Expert in SEC Rule 144 and 145

A securities brokerage expert with specific knowledge of SEC Rule 144 & 145, was sought for a negligence case alleging reckless misrepresentation and unreasonable delay in action.

Case Study

Retail Securities Expert in the Sale of Corporate Bonds

A retail securities expert in the sale of corporate bonds to the retail bond sales market was requested for a professional malpractice case.