Economic Damages Expert
This economic damages expert has more than 30 years of experience, and is trained as both an accountant and attorney. She has held leadership roles with large corporations and government agencies, and worked with Big 4 accounting firms.
Money Management Expert
After graduating with his J.D., this money management expert began his career as an attorney adviser in finance to the SEC’s Division of Investment Management.
Regulatory Compliance Expert
This regulatory compliance expert is CEO and Founder of a regulatory compliance consultancy firm.
Restricted Securities Expert
Having nearly three decades of experience, this restricted securities expert specializes in securities compliance, restricted securities, risk management, broker/dealer internal documents, and Securities and Exchange Commission (SEC) registration.
SEC Compliance Expert
This SEC compliance expert is familiar with Rule 144 and 145 and has testified as a company representative and as an independent expert witness.
SEC Regulations Expert
With more than 20 years of SEC experience, this SEC regulations expert has extensive experience regarding the compliance requirements of SEC and FINRA rules and regulations.
Securities Accounting Expert
This securities expert has over 25 years of accounting experience in securities.
Securities Compliance Expert
With 35 years of industry experience, this securities compliance expert provides consulting services to numerous individuals and companies on various financial compliance and regulatory issues and procedures.
Securities Executive Management Expert
This securities executive management expert has more than 40 years of experience in the securities brokerage industry.