Securities Trading

Securities trading is the buying and selling of financial instruments, commonly called securities (stocks, bonds & futures).

Case Study

Interest Rate Swap Expert

An interest rate swap expert was needed in a breach of contract action involving a dispute over contact terms contained in an International Swaps and Derivatives Association (ISDA) Master Agreement.

Case Study

Securities Trading Expert for a Tax Dispute

A securities trading expert was needed for a tax dispute involving a transaction known as a variable prepaid forward contract (VPFC).

Case Study

Brokerage Management Expert in Securities Trading

A brokerage management expert with large brokerage firm and risk management experience was needed for a professional malpractice dispute.

Case Study

Fixed Income Trading Expert in Securities Software

A fixed income trading expert with knowledge of software packages was needed for a contracts case addressing securities industry standards.

Case Study

Securities Valuation Expert in Margin Trading

A securities valuation expert in margin trading was needed for a breach of contract action filed in bankruptcy court.

Case Study

144A Bonds Expert in Investment Banking

A 144A bonds expert was needed for an investment banking class action suit alleging auditing malpractice and breach of fiduciary duty.