Short Selling
Short selling is the practice of selling assets, usually securities, that have been borrowed from a third party (usually a broker) with the intention of buying identical assets back at a later date to return to the lender.
Case Study
Securities Trading Expert for a Tax Dispute
A securities trading expert was needed for a tax dispute involving a transaction known as a variable prepaid forward contract (VPFC).
Case Study
Brokerage Management Expert in Securities Trading
A brokerage management expert with large brokerage firm and risk management experience was needed for a professional malpractice dispute.
Case Study
Broker-Dealer Regulations Expert
A broker-dealer regulations expert with knowledge of short sale transactions was needed for a breach of contract case.